Team

Managing Director, Semiconductors

15+ years covering semiconductors at Rosenblatt Securities, The Juda Group and Sanders Morris Harris. Before Wall Street, more than a decade in strategic planning, purchasing and marketing across the PC and communications chip industry, working with Intel, AMD, Nvidia, Broadcom and others.

Covers: AI accelerators, semicap, memory, analog

Education: MBA, University of Arizona · BS, California State University, Chico

Managing Director, IT Hardware & Software

More than two decades across the technology industry and sell-side research, including senior analyst roles at Bank of America Merrill Lynch, Cross Research and Bear Stearns. Earlier held product and technical roles at Sun Microsystems and Veritas Software. Frequently quoted in Barron’s, IBD, Bloomberg and Forbes.

Covers: enterprise software, cybersecurity, data infrastructure

Education: MBA, Wharton · MS Computer Science, University of Nebraska · BS Engineering, Osmania University

Chief Compliance Officer

22 years as a Chief Compliance Officer, plus more than a decade in sales and management. Has held municipal, options and trading supervisory principal roles and served as AML Officer and supervisory analyst at multiple financial services firms.

Served on the FINRA committee that created the Series 99 exam and currently sits on the FINRA Continuing Education Committee.